Financial Snapshot

Venture Summary

$9
Million
Total Transaction Dollars
$28
Million
Total Venture Investment Proceeds
$96.7
Million
Total Outside Investment Leveraged
21
Transactions
Number of Transactions

Investment Breakdown

  • Healthcare - $4 Million
  • ClimateTech - $2 Million
  • Technology - $1 Million
  • Venture Funds - $2 Million

Angel investment tax credit program

$2
Million
Angel investment
(22 angels invested in 11 qualified Connecticut businesses)
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Venture Summary

$6.9
Million
Total Equity Transaction Dollars
$42.2
Million
Total Venture Investment Proceeds
$662
Million
Total Additional Capital Leveraged
26
Transactions
Number of Transactions

Equity Investment Breakdown

Industry
  • Healthcare - $4.70 Million
  • GreenTech (Thousands) - $.4 Million
  • Technology - $1.40 Million
  • Venture Funds (Thousands) - $.40 Million

Angel Investment Tax Credit Program

$2.6
Million
45 angels invested in 13 qualified Connecticut businesses
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Venture Summary

$15.1
Million
Total Equity Transaction Dollars
$17
Million
Total Venture Investment Proceeds
$112.6
Million
Total Additional Capital Leveraged
47
Transactions
Number of Transactions

Equity Investment Breakdown

  • Healthcare - $4.8 Million
  • Greentech (Thousands) - $.8 Million
  • Technology - $5.7 Million
  • Consumer (Thousands) - $.3 Million
  • Venture Funds - $3.5 Million

Angel Investment Tax Credit Program

$7.7
Million
108 angels invested in 33 qualified Connecticut businesses
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

venture summary

$36
Million
Total Equity Transaction Dollars
$65.2
Million
Total Venture Investment Proceeds
$1.2
Billion
Total Additional Capital Leveraged
108
Transactions
Number of Transactions

Equity Investment Breakdown

  • Healthcare - $17 Million
  • Greentech - $3.2 Million
  • Technology - $8.8 Million
  • Consumer - $2 Million
  • Venture Funds - $5 Million

Angel Investment Tax Credit Program

$12.3
Million
173 angels invested in 44 qualified Connecticut businesses
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Venture Summary

$55
Million
Total Transaction Dollars
$72
Million
Total Venture Investment Proceeds
$1.3
Billion
Total Additional Capital Leveraged
147
Transactions
Number of Transactions

Investment Breakdown

  • Healthcare - $23 Million
  • Climatetech - $5 Million
  • Technology - $18 Million
  • Consumer - $3 Million
  • Venture Funds - $6 Million

Angel investment tax credit program

$18.6
Million
Angel investment
(235 angels invested in 53 qualified Connecticut businesses)
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter One FY2021 Summary

$16.6
Million
Total Transaction Dollars
$1.8
Million
Total Investment Proceeds
$201.2
Million
Total Additional Capital Leveraged
40,136
Jobs
Jobs Supported in Active Portfolio
25
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$204
Million
Total Assets Under Management

Equity Investments

$7.8
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $5.6 Million
  • IT - $1.5 Million
  • Other - $.7 Million
19
Transactions
Number of Transactions
$170
Million
Additional Capital Leveraged
2,359
Jobs
Jobs Supported in Active Portfolio as of 9.30.20
19
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$8.8
Million
Debt and Specialty Finance Transactions
6
Transactions
Number of Transactions
$31.2
Million
Additional Capital Leveraged
37,777
Jobs
Jobs Supported in Active Portfolio as of 9.30.20
6
Companies
Number of Unique Debt Companies

Angel Investment Tax Credit Program

$1.6
Million
23 angels invested in 9 qualified Connecticut businesses
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter Two FY2021 Summary

$8.8
Million
Total Transaction Dollars
$15.5
Million
Total Investment Proceeds
$156.2
Leveraged
Total Additional Capital Leveraged
40,158
Jobs
Jobs Supported in Active Portfolio
25
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$219.7
Million
Total Assets Under Management

Equity Investments

$7.2
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $4.3 Million
  • IT - $2.4 Million
  • Other - $.5 Million
26
Transactions
Number of Transactions
$156
Million
Additional Capital Leveraged
2,376.5
Jobs
Jobs Supported in Active Portfolio as of 12.31.20
23
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$1.6
Million
Debt and Specialty Finance Transactions
2
Transactions
Number of Transactions
$210
Thousand
Additional Capital Leveraged
37,781
Jobs
Jobs Supported in Active Portfolio as of 12.31.20
2
Companies
Number of Unique Debt Companies

Angel Investment Tax Credit Program

$9
Million
148 angels invested in 21 qualified Connecticut businesses
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter Three FY2021 Summary

$9.4
Million
Total Transaction Dollars
$6.2
Million
Total Investment Proceeds
$124
Million
Total Additional Capital Leveraged
40,189
Jobs
Jobs Supported in Active Portfolio
36
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$227.3
Million
Total Assets Under Management

Equity Investments

$9.4
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $6.5 Million
  • IT - $1.8 Million
  • Other - $1.1 Million
36
Transactions
Number of Transactions
$124
Million
Additional Capital Leveraged
2,408
Jobs
Jobs Supported in Active Portfolio as of 3.31.21
36
Companies
Number of Unique Venture Companies

Angel Investment Tax Credit Program

$13.2
Million
190 angels invested in 34 qualified Connecticut businesses
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Venture Summary

$38.3
Million
Total Equity Transaction Dollars
$28.8
Million
Total Venture Investment Proceeds
$569
Million
Total Additional Capital Leveraged
129
Transactions
Number of Transactions

Equity investment breakdown

  • Bioscience/Healthcare IT - $21.5 Million
  • IT - $11.7 Million
  • Other - $3.3 Million
  • Cleantech - $1.8 Million

Angel Investment Tax Credit Program

$19
Million
229 angels invested in 44 qualified Connecticut businesses
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter One FY2020 Summary

$10.1
Million
Total Transaction Dollars
$2.8
Million
Total Investment Proceeds
$149.4
Million
Total Additional Capital Leveraged
32,618
Jobs
Jobs Supported in Active Portfolio
27
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$179.8
Million
Total Assets Under Management

Equity Investments

$9.9
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $5.7 Million
  • IT - $3.9 Million
  • Other - $0.3 Million
29
Transactions
Number of Transactions
$149.2
Million
Additional Capital Leveraged
2,120
Jobs
Jobs Supported in Active Portfolio as of 9.31.19
25
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$163
Thousand
Debt and Specialty Finance Transactions
2
Transactions
Number of Transactions
$150
Thousand
Additional Capital Leveraged
30,498
Jobs
Jobs Supported in Active Portfolio as of 9.31.19
2
Companies
Number of Unique Debt Companies

Other Initiatives

$4.7
Million
Angel Investor Tax Credit Program: Total Investments in 11 companies made by 49 angels
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter Two FY2020 Summary

$8.4
Million
Total Transaction Dollars
$6.4
Million
Total Investment Proceeds
$54.8
Million
Total Additional Capital Leveraged
32,625
Jobs
Jobs Supported in Active Portfolio
22
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$193.9
Million
Total Assets Under Management

Equity Investments

$8.1
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $4.7 Million
  • IT - $2.5 Million
  • Other - $.9 Million
27
Transactions
Number of Transactions
$54.8
Million
Additional Capital Leveraged
2,125
Jobs
Jobs Supported in Active Portfolio as of 12.31.19
21
Companies
Number of Unique Venture Companies Funded This Quarter

Debt and Specialty Finance

$313
Thousand
Debt and Specialty Finance Transactions
1
Transactions
Number of Transactions
0
Thousand
Additional Capital Leveraged
30,500
Jobs
Jobs Supported in Active Portfolio as of 12.31.19
1
Companies
Number of Unique Debt Companies Funded This Quarter

Other Initiatives

$8.1
Million
Angel Investor Tax Credit Program: Total investments in 25 companies made by 88 angels
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter Three FY2020 Summary

$14.7
Million
Total Transaction Dollars
$3.2
Million
Total Investment Proceeds
$143
Million
Total Additional Capital Leveraged
32,834
Jobs
Jobs Supported in Active Portfolio
33
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$203.7
Million
Total Assets Under Management

Equity Investments

$14.3
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $6.3 Million
  • IT - $8 Million
38
Transactions
Number of Transactions
$134
Million
Additional Capital Leveraged
2,221
Jobs
Jobs Supported in Active Portfolio as of 3.31.20
32
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$350
Thousand
Debt and Specialty Finance Transactions
1
Transactions
Number of Transactions
$9
Million
Additional Capital Leveraged
30,613
Jobs
Jobs Supported in Active Portfolio as of 3.31.20
1
Companies
Number of Unique Debt Companies

Angel Investor Tax Credit Program

$12.3
Million
Total investments in 33 companies made by 116 angels
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Year-end FY2020 Summary

$51
Million
Total Transaction Dollars
$17.1
Million
Total Investment Proceeds
$445.2
Million
Total Additional Capital Leveraged
38,532
Jobs
Jobs Supported in Active Portfolio
105
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$208
Million
Total Assets Under Management

Equity Investments

$43.2
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $25.8 Million
  • IT - $15.9 Million
  • Other - $1.5 Million
135
Transactions
Number of Transactions
$436
Million
Additional Capital Leveraged
2,351
Jobs
Jobs Supported in Active Portfolio as of 6.30.20
98
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$7.8
Million
Debt and Specialty Finance Transactions
7
Transactions
Number of Transactions
$9.2
Million
Additional Capital Leveraged
36,181
Jobs
Jobs Supported in Active Portfolio as of 6.30.20
7
Companies
Number of Unique Debt Companies

Angel Investor Tax Credit Program

$16.8
Million
170 angels invested in 46 qualified Connecticut businesses
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter One Summary

$12.3
Million
Total Transaction Dollars
$5.4
Million
Total Investment Proceeds
$10.2
Million
Total Additional Capital Leveraged
29,261
Jobs
Jobs Supported in Active Portfolio
33
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$172.6
Million
Total Assets Under Management

Equity Investments

$6.4
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $3.2 Million
  • IT - $2.1 Million
  • Other - $1.1 Million
25
Transactions
Number of Transactions
$11.7
Million
Additional Capital Leveraged
1,768
Jobs
Jobs Supported in Active Portfolio as of 9.30.18
22
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$5.9
Million
Debt and Specialty Finance Transactions
11
Transactions
Number of Transactions
$.5
Million
Additional Capital Leveraged
27,493
Jobs
Jobs Supported in Active Portfolio as of 9.30.18
11
Companies
Number of Unique Debt Companies

Other Initiatives

$2.6
Million
The Jackson Laboratory: Total Funded
$3.5
Million
Angel Investor Tax Credit Program: Total investments in 7 companies made by 21 angels
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter Two Summary

$9.2
Million
Total Transaction Dollars
$8.9
Million
Total Investment Proceeds
$41.3
Million
Total Additional Capital Leveraged
29,569
Jobs
Jobs Supported in Active Portfolio
26
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$174.3
Million
Total Assets Under Management

Equity Investments

$6.9
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $4.3 Million
  • Other - $.5 Million
  • IT - $2.1 Million
24
Transactions
Number of Transactions
$41.3
Million
Additional Capital Leveraged
1,781
Jobs
Jobs Supported in Active Portfolio as of 12.31.18
22
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$2.3
Million
Debt and Specialty Finance Transactions
4
Transactions
Number of Transactions
$25
Thousand
Additional Capital Leveraged
27,788
Jobs
Jobs Supported in Active Portfolio as of 12.31.18
4
Companies
Number of Unique Debt Companies

Other Initiatives

$2.3
Million
The Jackson Laboratory: Total Funded
$6.0
Million
Angel Investor Tax Credit Program: Total investments in 19 companies made by 59 angels.
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Quarter Three Summary

$22
Million
Total Transaction Dollars
$9
Million
Total Investment Proceeds
$58
Million
Total Additional Capital Leveraged
30,677
Jobs
Jobs Supported in Active Portfolio
37
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$184.5
Million
Total Assets Under Management

Equity Investments

$10.1
Million
Equity and Risk Capital Investments
Industry Breakdown
  • Bioscience/Healthcare IT - $6.9 Million
  • Other - $0.1 Million
  • IT - $3.1 Million

27
Transactions
Number of Transactions
$56.4
Million
Additional Capital Leveraged
1,752
Jobs
Jobs Supported in Active Portfolio as of 3.31.19
30
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$11.9
Million
Debt and Specialty Finance Transactions

7
Transactions
Number of Transactions
$1.6
Million
Additional Capital Leveraged
28,925
Jobs
Jobs Supported in Active Portfolio as of 3.31.19
7
Companies
Number of Unique Debt Companies

Other Initiatives

$6.0
Million
The Jackson Laboratory: Total funded this quarter
$8
Million
Angel Investor Tax Credit Program: Total year-to-date investments in 27 companies made by 95 angels.
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

Year-End Summary

$60.1
Million
Total Transaction Dollars
$29.2
Million
Total Investment Proceeds
$362.9
Million
Total Additional Capital Leveraged
35,990
Jobs
Jobs Supported in Active Portfolio
101
Companies
Unique Companies That Received Direct/Indirect Financial Assistance
$186.4
Million
Total Assets Under Management

Equity Investments

$39.4
Million
Equity and Risk Capital Investments

Industry Breakdown
  • Bioscience/Healthcare IT - $25.3 Million
  • IT - $10.3 Million
  • Other - $3.8 Million

108
Transactions
Number of Transactions
$360.8
Million
Additional Capital Leveraged
1,816
Jobs
Jobs Supported in Active Portfolio as of FYE 2019
77
Companies
Number of Unique Venture Companies

Debt and Specialty Finance

$20.7
Million
Debt and Specialty Finance Transactions

28
Transactions
Number of Transactions
$2.1
Million
Additional Capital Leveraged
34,174
Jobs
Jobs Supported in Active Portfolio as of FYE 2019
24
Companies
Number of Unique Debt Companies

Other Initiatives

$11.8
Million
Angel Investor Tax Credit Program: Total investments in 33 companies made by 133 angels.
ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.