Financial Snapshot

    Quarter One FY2021 Summary

    $16.6
    Million
    Total Transaction Dollars
    $1.8
    Million
    Total Investment Proceeds
    $201.2
    Million
    Total Additional Capital Leveraged
    40,136
    Jobs
    Jobs Supported in Active Portfolio
    25
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $204
    Million
    Total Assets Under Management

    Equity Investments

    $7.8
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $5.6 Million
    • IT - $1.5 Million
    • Other - $.7 Million
    19
    Transactions
    Number of Transactions
    $170
    Million
    Additional Capital Leveraged
    2,359
    Jobs
    Jobs Supported in Active Portfolio as of 9.30.20
    19
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $8.8
    Million
    Debt and Specialty Finance Transactions
    6
    Transactions
    Number of Transactions
    $31.2
    Million
    Additional Capital Leveraged
    37,777
    Jobs
    Jobs Supported in Active Portfolio as of 9.30.20
    6
    Companies
    Number of Unique Debt Companies

    Angel Investment Tax Credit Program

    $1.6
    Million
    23 angels invested in 9 qualified Connecticut businesses
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter Two FY2021 Summary

    $8.8
    Million
    Total Transaction Dollars
    $15.5
    Million
    Total Investment Proceeds
    $156.2
    Leveraged
    Total Additional Capital Leveraged
    40,158
    Jobs
    Jobs Supported in Active Portfolio
    25
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $219.7
    Million
    Total Assets Under Management

    Equity Investments

    $7.2
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $4.3 Million
    • IT - $2.4 Million
    • Other - $.5 Million
    26
    Transactions
    Number of Transactions
    $156
    Million
    Additional Capital Leveraged
    2,376.5
    Jobs
    Jobs Supported in Active Portfolio as of 12.31.20
    23
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $1.6
    Million
    Debt and Specialty Finance Transactions
    2
    Transactions
    Number of Transactions
    $210
    Thousand
    Additional Capital Leveraged
    37,781
    Jobs
    Jobs Supported in Active Portfolio as of 12.31.20
    2
    Companies
    Number of Unique Debt Companies

    Angel Investment Tax Credit Program

    $9
    Million
    148 angels invested in 21 qualified Connecticut businesses
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter Three FY2021 Summary

    $9.4
    Million
    Total Transaction Dollars
    $6.2
    Million
    Total Investment Proceeds
    $124
    Million
    Total Additional Capital Leveraged
    40,189
    Jobs
    Jobs Supported in Active Portfolio
    36
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $227.3
    Million
    Total Assets Under Management

    Equity Investments

    $9.4
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $6.5 Million
    • IT - $1.8 Million
    • Other - $1.1 Million
    36
    Transactions
    Number of Transactions
    $124
    Million
    Additional Capital Leveraged
    2,408
    Jobs
    Jobs Supported in Active Portfolio as of 3.31.21
    36
    Companies
    Number of Unique Venture Companies

    Angel Investment Tax Credit Program

    $13.2
    Million
    190 angels invested in 34 qualified Connecticut businesses
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter One FY2020 Summary

    $10.1
    Million
    Total Transaction Dollars
    $2.8
    Million
    Total Investment Proceeds
    $149.4
    Million
    Total Additional Capital Leveraged
    32,618
    Jobs
    Jobs Supported in Active Portfolio
    27
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $179.8
    Million
    Total Assets Under Management

    Equity Investments

    $9.9
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $5.7 Million
    • IT - $3.9 Million
    • Other - $0.3 Million
    29
    Transactions
    Number of Transactions
    $149.2
    Million
    Additional Capital Leveraged
    2,120
    Jobs
    Jobs Supported in Active Portfolio as of 9.31.19
    25
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $163
    Thousand
    Debt and Specialty Finance Transactions
    2
    Transactions
    Number of Transactions
    $150
    Thousand
    Additional Capital Leveraged
    30,498
    Jobs
    Jobs Supported in Active Portfolio as of 9.31.19
    2
    Companies
    Number of Unique Debt Companies

    Other Initiatives

    $4.7
    Million
    Angel Investor Tax Credit Program: Total Investments in 11 companies made by 49 angels
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter Two FY2020 Summary

    $8.4
    Million
    Total Transaction Dollars
    $6.4
    Million
    Total Investment Proceeds
    $54.8
    Million
    Total Additional Capital Leveraged
    32,625
    Jobs
    Jobs Supported in Active Portfolio
    22
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $193.9
    Million
    Total Assets Under Management

    Equity Investments

    $8.1
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $4.7 Million
    • IT - $2.5 Million
    • Other - $.9 Million
    27
    Transactions
    Number of Transactions
    $54.8
    Million
    Additional Capital Leveraged
    2,125
    Jobs
    Jobs Supported in Active Portfolio as of 12.31.19
    21
    Companies
    Number of Unique Venture Companies Funded This Quarter

    Debt and Specialty Finance

    $313
    Thousand
    Debt and Specialty Finance Transactions
    1
    Transactions
    Number of Transactions
    0
    Thousand
    Additional Capital Leveraged
    30,500
    Jobs
    Jobs Supported in Active Portfolio as of 12.31.19
    1
    Companies
    Number of Unique Debt Companies Funded This Quarter

    Other Initiatives

    $8.1
    Million
    Angel Investor Tax Credit Program: Total investments in 25 companies made by 88 angels
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter Three FY2020 Summary

    $14.7
    Million
    Total Transaction Dollars
    $3.2
    Million
    Total Investment Proceeds
    $143
    Million
    Total Additional Capital Leveraged
    32,834
    Jobs
    Jobs Supported in Active Portfolio
    33
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $203.7
    Million
    Total Assets Under Management

    Equity Investments

    $14.3
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $6.3 Million
    • IT - $8 Million
    38
    Transactions
    Number of Transactions
    $134
    Million
    Additional Capital Leveraged
    2,221
    Jobs
    Jobs Supported in Active Portfolio as of 3.31.20
    32
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $350
    Thousand
    Debt and Specialty Finance Transactions
    1
    Transactions
    Number of Transactions
    $9
    Million
    Additional Capital Leveraged
    30,613
    Jobs
    Jobs Supported in Active Portfolio as of 3.31.20
    1
    Companies
    Number of Unique Debt Companies

    Angel Investor Tax Credit Program

    $12.3
    Million
    Total investments in 33 companies made by 116 angels
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Year-end FY2020 Summary

    $51
    Million
    Total Transaction Dollars
    $17.1
    Million
    Total Investment Proceeds
    $445.2
    Million
    Total Additional Capital Leveraged
    38,532
    Jobs
    Jobs Supported in Active Portfolio
    105
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $208
    Million
    Total Assets Under Management

    Equity Investments

    $43.2
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $25.8 Million
    • IT - $15.9 Million
    • Other - $1.5 Million
    135
    Transactions
    Number of Transactions
    $436
    Million
    Additional Capital Leveraged
    2,351
    Jobs
    Jobs Supported in Active Portfolio as of 6.30.20
    98
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $7.8
    Million
    Debt and Specialty Finance Transactions
    7
    Transactions
    Number of Transactions
    $9.2
    Million
    Additional Capital Leveraged
    36,181
    Jobs
    Jobs Supported in Active Portfolio as of 6.30.20
    7
    Companies
    Number of Unique Debt Companies

    Angel Investor Tax Credit Program

    $16.8
    Million
    170 angels invested in 46 qualified Connecticut businesses
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter One Summary

    $12.3
    Million
    Total Transaction Dollars
    $5.4
    Million
    Total Investment Proceeds
    $10.2
    Million
    Total Additional Capital Leveraged
    29,261
    Jobs
    Jobs Supported in Active Portfolio
    33
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $172.6
    Million
    Total Assets Under Management

    Equity Investments

    $6.4
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $3.2 Million
    • IT - $2.1 Million
    • Other - $1.1 Million
    25
    Transactions
    Number of Transactions
    $11.7
    Million
    Additional Capital Leveraged
    1,768
    Jobs
    Jobs Supported in Active Portfolio as of 9.30.18
    22
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $5.9
    Million
    Debt and Specialty Finance Transactions
    11
    Transactions
    Number of Transactions
    $.5
    Million
    Additional Capital Leveraged
    27,493
    Jobs
    Jobs Supported in Active Portfolio as of 9.30.18
    11
    Companies
    Number of Unique Debt Companies

    Other Initiatives

    $2.6
    Million
    The Jackson Laboratory: Total Funded
    $3.5
    Million
    Angel Investor Tax Credit Program: Total investments in 7 companies made by 21 angels
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter Two Summary

    $9.2
    Million
    Total Transaction Dollars
    $8.9
    Million
    Total Investment Proceeds
    $41.3
    Million
    Total Additional Capital Leveraged
    29,569
    Jobs
    Jobs Supported in Active Portfolio
    26
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $174.3
    Million
    Total Assets Under Management

    Equity Investments

    $6.9
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $4.3 Million
    • Other - $.5 Million
    • IT - $2.1 Million
    24
    Transactions
    Number of Transactions
    $41.3
    Million
    Additional Capital Leveraged
    1,781
    Jobs
    Jobs Supported in Active Portfolio as of 12.31.18
    22
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $2.3
    Million
    Debt and Specialty Finance Transactions
    4
    Transactions
    Number of Transactions
    $25
    Thousand
    Additional Capital Leveraged
    27,788
    Jobs
    Jobs Supported in Active Portfolio as of 12.31.18
    4
    Companies
    Number of Unique Debt Companies

    Other Initiatives

    $2.3
    Million
    The Jackson Laboratory: Total Funded
    $6.0
    Million
    Angel Investor Tax Credit Program: Total investments in 19 companies made by 59 angels.
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter Three Summary

    $22
    Million
    Total Transaction Dollars
    $9
    Million
    Total Investment Proceeds
    $58
    Million
    Total Additional Capital Leveraged
    30,677
    Jobs
    Jobs Supported in Active Portfolio
    37
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $184.5
    Million
    Total Assets Under Management

    Equity Investments

    $10.1
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Bioscience/Healthcare IT - $6.9 Million
    • Other - $0.1 Million
    • IT - $3.1 Million

    27
    Transactions
    Number of Transactions
    $56.4
    Million
    Additional Capital Leveraged
    1,752
    Jobs
    Jobs Supported in Active Portfolio as of 3.31.19
    30
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $11.9
    Million
    Debt and Specialty Finance Transactions

    7
    Transactions
    Number of Transactions
    $1.6
    Million
    Additional Capital Leveraged
    28,925
    Jobs
    Jobs Supported in Active Portfolio as of 3.31.19
    7
    Companies
    Number of Unique Debt Companies

    Other Initiatives

    $6.0
    Million
    The Jackson Laboratory: Total funded this quarter
    $8
    Million
    Angel Investor Tax Credit Program: Total year-to-date investments in 27 companies made by 95 angels.
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Year-End Summary

    $60.1
    Million
    Total Transaction Dollars
    $29.2
    Million
    Total Investment Proceeds
    $362.9
    Million
    Total Additional Capital Leveraged
    35,990
    Jobs
    Jobs Supported in Active Portfolio
    101
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $186.4
    Million
    Total Assets Under Management

    Equity Investments

    $39.4
    Million
    Equity and Risk Capital Investments

    Industry Breakdown
    • Bioscience/Healthcare IT - $25.3 Million
    • IT - $10.3 Million
    • Other - $3.8 Million

    108
    Transactions
    Number of Transactions
    $360.8
    Million
    Additional Capital Leveraged
    1,816
    Jobs
    Jobs Supported in Active Portfolio as of FYE 2019
    77
    Companies
    Number of Unique Venture Companies

    Debt and Specialty Finance

    $20.7
    Million
    Debt and Specialty Finance Transactions

    28
    Transactions
    Number of Transactions
    $2.1
    Million
    Additional Capital Leveraged
    34,174
    Jobs
    Jobs Supported in Active Portfolio as of FYE 2019
    24
    Companies
    Number of Unique Debt Companies

    Other Initiatives

    $11.8
    Million
    Angel Investor Tax Credit Program: Total investments in 33 companies made by 133 angels.
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter One Summary

    $13.5
    Million
    Total Transaction Dollars
    $6
    Million
    Total Investment Proceeds
    $23
    Million
    Total Additional Capital Leveraged
    16,286
    Jobs
    Jobs Supported in Active Portfolio
    48
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $157.1
    Million
    Total Assets Under Management

    Equity Investments

    $10.3
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Information Technology - $1.8 Million
    • Bioscience/Healthcare IT - $8.2 Million
    • Other - $0.3 Million
    28
    Transactions
    Number of Transactions
    $22.8
    Million
    Additional Capital Leveraged
    1,562
    Jobs
    Jobs Supported in Active Portfolio as of 9.30.17

    Debt and Specialty Finance

    $3.2
    Million
    Debt and Specialty Finance Transactions
    7
    Transactions
    Number of Transactions
    $43
    Thousand
    Additional Capital Leveraged
    14,724
    Jobs
    Jobs Supported in Active Portfolio as of 9.30.17

    Other Initiatives

    $3.9
    Million
    The Jackson Laboratory: Total Funded
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter Two Summary

    $11
    Million
    Total Transaction Dollars
    $5.2
    Million
    Total Investment Proceeds
    $33.6
    Million
    Total Additional Capital Leveraged
    16,436
    Jobs
    Jobs Supported in Active Portfolio
    36
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $154.7
    Million
    Total Assets Under Management

    Equity Investments

    $9.4
    Million
    Equity and Risk Capital Investments
    INDUSTRY BREAKDOWN
    • Information Technology - $3.4 Million
    • Bioscience/Healthcare IT - $3 Million
    • Other - $2.4 Million
    43
    Transactions
    Number of Transactions
    29.4
    Million
    Additional Capital Leveraged
    1,602
    Jobs
    Jobs Supported in Active Portfolio as of 12.31.17

    Debt and Specialty Finance

    $1.6
    Million
    Debt and Specialty Finance Transactions
    9
    Transactions
    Number of Transactions
    4.2
    Million
    Additional Capital Leveraged
    14,834
    Jobs
    Jobs Supported in Active Portfolio as of 12.31.17

    Other Initiatives

    $9.5
    Million
    The Jackson Laboratory Total Funded
    $2.2
    Million
    Angel Investor Tax Credit Program: Total investments in 5 companies made by 28 angels
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Quarter Three Summary

    $11.3
    Million
    Total Transaction Dollars
    $5.4
    Million
    Total Investment Proceeds
    $78.1
    Million
    Total Additional Capital Leveraged
    17,488
    Jobs
    Jobs Supported in Active Portfolio
    38
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $161.9
    Million
    Total Assets Under Management

    equity investments

    $10.4
    Million
    Equity and Risk Capital Investments
    INDUSTRY BREAKDOWN
    • Information Technology - $2.7 Million
    • Bioscience/Healthcare IT - $7.7 Million
    38
    Transactions
    Number of Transactions
    $78.3
    Million
    Additional Capital Leveraged
    1,627
    Jobs
    Jobs Supported in Active Portfolio as of 3.31.18

    debt and specialty finance

    $1.0
    Million
    Debt and Specialty Finance Transactions
    8
    Transactions
    Number of Transactions
    $6
    Thousand
    Additional Capital Leveraged
    15,864
    Jobs
    Jobs Supported in Active Portfolio as of 3.31.18

    Other Initiatives

    $12.7
    Million
    The Jackson Laboratory: Total funded
    $3.6
    Million
    Angel Investor Tax Credit Program: Total investments in 10 companies made by 49 angels
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Year-end Summary

    $52.9
    Million
    Total Transaction Dollars
    $19.4
    Million
    Total Investment Proceeds
    $155.7
    Million
    Total Additional Capital Leveraged
    19,654
    Jobs
    Jobs Supported in Active Portfolio
    116
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $170.8
    Million
    Total Assets Under Management

    Equity Investments

    $40.8
    Million
    Equity and Risk Capital Investments
    Industry Breakdown
    • Information Technology - $12.7 Million
    • Bioscience - $21.7 Million
    • Other - $1.0 Million
    • Digital Health - $5.4 Million
    159
    Transactions
    Number of Transactions
    $150.1
    Million
    Additional Capital Leveraged
    1,765
    Jobs
    Jobs Supported by Venture Equity Investments as of 6.30.18

    Debt and Specialty Finance

    $12.1
    Million
    Debt and Specialty Finance Transactions
    35
    Transactions
    Number of Transactions
    $5.6
    Million
    Additional Capital Leveraged
    17,889
    Jobs
    Jobs Supported in Active Portfolio as of 6.30.18

    Other Initiatives

    $18.6
    Million
    The Jackson Laboratory: Total Funded
    $5.9
    Million
    Angel Investor Tax Credit Program: Total investments in 15 companies made by 74 angels
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.

    Year-End Summary

    $49.8
    Million
    Total Transaction Dollars
    $35.8
    Million
    Total Investment Proceeds
    $373.6
    Million
    Total Additional Capital Leveraged
    24,894
    Jobs
    Jobs Supported in Active Portfolio
    148
    Companies
    Unique Companies That Received Direct/Indirect Financial Assistance
    $149.6
    Million
    Total Assets Under Management

    Equity Investments

    $38.4
    Million
    Equity & Risk Capital Investments
    Industry Breakdown
    • Information Technology - $13.4 Million
    • Bioscience - $21.7 Million
    • Clean Tech - $3.3 Million
    116
    Transactions
    Number of Transactions
    $370
    Million
    Additional Capital Leveraged
    1,537
    Jobs
    Jobs Supported in Active Portfolio as of 6.30.17

    Debt and Specialty Finance

    $11.4
    Million
    Debt and Specialty Finance Transactions
    37
    Transactions
    Number of Transactions
    $3.6
    Million
    Additional Capital Leveraged
    23,357
    Jobs
    Jobs Supported in Active Portfolio as of 6.30.17

    Other Initiatives

    $20.3
    Million
    The Jackson Laboratory: Total Funded
    $9.5
    Million
    Angel Investor Tax Credit Program: Total investments in 27 companies made by 88 angels
    ALL NUMBERS ARE SUBJECT TO CHANGE ACCORDING TO FINANCIAL REPORTING.